Canadian Securities Commissions
Alberta Securities CommissionBritish Columbia Securities CommissionAutorité des marchés financiersGovernment of Yukon Securities RegistrarManitoba Securities CommissionNew Brunswick Securities CommissionNewfoundland Securities CommissionNorthwest Territories Securities CommissionNova Scotia Securities CommissionNunavutOntario Securities CommissionPrince Edward Island Securities Office
Saskatchewan Financial Services Commission
Education and Training
AdvocisAmerican Association of Individual InvestorsCanadian Bankers AssociationCanadian Capital Markets AssociationCanadian Securities AdministratorsCanadian Securities InstituteInvestment Funds Institute of CanadaInternational Forum for Investor Education (IFIE)Investment Industry Association of Canada (IIAC)InvestorEd.ca or Getting Smarter About MoneyJoint Standing Committee on Retail Investor IssuesJunior AchievementSEC investor education sectionSecurities Industry and Financial Markets AssociationToronto Financial Services AllianceThe International Centre for Financial Regulation
Provincial Securities Commission Investor Education Resources
BCSC Investor InformationMSC Investor EducationOSC Investor Education sectionAlberta Securities Commission: For Investors
Canadian Exchanges
CNSX
Montreal ExchangeToronto Stock ExchangeTSX Venture Exchange
US Exchanges and Indices
American Stock ExchangeChicago Mercantile ExchangeStock Exchange to NASDAQStandard & Poors
International Regulators
Australian Securities & Investments CommissionCouncil of Securities Regulators of the Americas (COSRA)Financial Industry Regulatory Authority (FINRA)Financial Services Authority (UK)International Organization of Securities Commissions (IOSCO)North American Securities Administrators Association (NASAA)U.S. Securities and Exchange Commission
Government Links
Bank of CanadaFinancial Transaction and Reports Analysis Centre of CanadaOffice of the Superintendent of Financial InstitutionsThe Financial Consumer Agency of CanadaMinistry of Government Services (Ontario)
Resolving Complaints
Financial Services OmbudsNetworkOmbudsman for Banking Services and Investments
Self Regulatory Organizations
Canadian Investor Protection FundMutual Fund Dealers Association of Canada
Securities Industry Utilities
FundSERV Inc.The Canadian Depository for Securities Limited
All Notices Enforcement Notices Rules Notices •Marketplace Rules - All »Request for Comments »Archived RS Notices •Dealer Rules - All »Request for Comments »Proposed Policy »Archived IDA Notices & Bulletins Membership Notices Marketplace Notices Education Notices Administration Notices
Most Recent Releases Use Search Tool for More
Most Recent Announcements IIROC Policy on Halts
Email Us Now Public/Investor Complaints & Inquiries Read more in Making a Complaint Surveillance Contacts General Contact Info
Check up on registered advisors
Includes former registrants and regulated firms